Augusto (“Gus”) D. Macedo, Esq. has more than 28 years’ experience in the asset management sector, providing legal and regulatory compliance consulting services to investment advisers, private equity and hedge funds, municipal and securities broker-dealers, mutual funds, life insurance companies and affiliated distributors, and banks.
His vast expertise includes establishing, supervising, and monitoring compliance and risk management programs, monitoring and assessing the effectiveness of compliance and risk management programs, and conducting inspections, examinations, audits, and internal investigations. Gus also serves as managing principal of Asset Management Compliance Consulting Solutions, LLC. (“AMC Compliance”), a regulatory compliance consulting firm focusing primarily on the asset management sector. Previously, he served in various senior level positions at Calvert Investments, Inc., Ameritas Life Insurance Corporation, and the Securities and Exchange Commission in the Office of Compliance Inspections and Examinations and Division of Enforcement.
Gus earned his J.D. degree from Thurgood Marshall School of Law, Texas Southern University (Houston) and he is licensed and a member of the Texas and Washington D.C. Bars. His certifications include FINRA Series 7 and 24 Licenses and CFA Institute’s Claritas® Investment Certificate.